Getting Beamforming Right in the Millimeter-wave Bands

We hear a lot about beamforming in the trade press, on podcasts and elsewhere, but what is it and why do you care?

Beamforming involves the precise phase shifting of the elements of an antenna array to generate a very narrow beam focused in a very specific direction. The narrow beam greatly increases the gain as seen by the intended receiver, while at the same time reducing interference as seen by other devices in close proximity. It is useful in sub-6 GHz applications, but its real value comes in the millimeter-wave bands where it helps to overcome the very high free space path loss[1] (FSPL) and oxygen absorption[2] that occurs at 60 GHz. Beamforming can be done in three different ways:

  • Analog beamforming
  • Digital beamforming
  • Hybrid beamforming

A high-level overview of these different techniques will lead to a discussion of MIMO (multiple input, multiple output) technology, which is a form of spatial multiplexing that leverages beamforming technology.

There are two parts to any radio system: the digital baseband modem and the RF subsystem (RFIC + antenna array). Each has a role to play in the beamforming process.

Analog Beamforming

With analog beamforming a single data stream is sent from the digital baseband through a radio chain that creates an analog signal in the millimeter-wave band. That signal is then sent through an array of phase shifters to create a very narrow beam with a tremendous amount of gain. Depending on design you could see as much as a 30 dBi[3] (decibels relative to isotropic) of antenna gain from a large array. These arrays use patch antenna elements that are each about 2 millimeters square when operating at 60 GHz. It is possible to have as many as 256 of these elements in an array. By precisely altering the phase (and amplitude) of each patch antenna elements, it is possible to create a very narrow beam focused in a very specific direction. Since power as defined by EIRP (Effective Isotropic Radiated Power) is limited by regulation[4], the narrower the beam, the greater the gain as seen by the intended receiver.

Airvine uses analog beamforming to create a very high-gain antenna in its ground-breaking WaveTunnel system.

Digital Beamforming

In this approach all phase shifting is done in the digital baseband. This enables incredibly precise beams and nulls (absence of RF energy), but it doesn’t scale well as you need a full radio chain for each antenna element. A typical implementation might include 16 data streams flowing through 16 radio chains, and from there into 16 antenna elements. One nice feature of digital beamforming is that it can support multi-user MIMO, which makes it possible to communicate with multiple users over the same RF channel at the same time. To limit interference, MU-MIMO requires a very narrow beam focused at each intended user, with nulls focused at everyone else. This brings us back to beamforming which is best done in the millimeter-wave bands with a large number of antenna elements. Such an implementation in the digital domain is cost and power prohibitive. A compelling alternative would be to combine the large arrays possible with analog beamforming with the MU-MIMO capabilities of digital beamforming. Enter hybrid beamforming.

Hybrid Beamforming

Image courtesy of

This combination of multi-user MIMO and analog beamforming is often referred to as MASSIVE MIMO. Each beam is structured to deliver maximum energy to the intended user, while at the same time generating nulls aimed at all other users. As users move around in the coverage area the digital baseband recalculates all the phase shifts to keep everyone happy. The beauty of operating in the V-band (60 GHz) is that a large array antenna elements can easily fit on a PCB of less than 20 cm2. This approach is ideal for access networks that are being deployed in heavily congested areas like stadiums, city centers, convention centers, and airports where it is necessary to connect huge numbers of people in a fairly confined area.

Receive Beamforming

Most discussions of beamforming focus on the transmit side of the equation, but there is also a receive side that must be considered. Not only is the RF signal phase shifted across all transmit patch antenna elements, but it must also be phase shifted across the receive side as well. The purpose of this step is to get all receive signals aligned and in-phase so that they can be added together to get a strong signal. This is most easily explained by considering an example where the transmitter is to the left of the receiver. This means all the patch antenna elements on the left side of the receiver’s PCB will see the signal before the patch elements on the right side. These signals can’t be successfully added together until they are all in-phase.

Side Lobes

The creation of side lobes of radio energy is an inevitable part of the beamforming process. There will always be some extraneous RF energy that is not part of the primary beam. The goal is to minimize this energy to the extent possible. These lobes will look like interference to other users in the operating area and they take energy away from the primary beam that is directed at the intended user. A general objective in any millimeter-wave design is to target side lobe suppression of at least 20 dB (see figure below). This means that side lobe traffic is at least 100 times weaker than the primary beam.


Beamforming technology is ideally suited for the millimeter-wave bands as it can fit into a very small enclosure, easily overcomes free space path loss, and limits co-channel interference. There are three major beamforming approaches that can be used, with the analog implementations being best suited to backbone applications in the V-band because of its ability to build large arrays that create narrow beams at very high gain. All of which is perfect for punching through walls @ 60 GHz.

Originally Posted on July 5, 2021 by Steve Hratko